​a Mixed Studies Systematic Review On Cannabinoids in The Management Of Behavioral, Psychological, And Motor Symptoms Of Neurocognitive Disorders

Apr 26, 2023

Abstract

1. Aim

We undertook this systematic review to determine the efficacy and safety of cannabis-based medicine as a treatment for behavioral, psychological, and motor symptoms associated with neurocognitive disorders.

2. Methods

We conducted a PRISMA-guided systematic review to identify studies using cannabis-based medicine to treat behavioral, psychological, and motor symptoms among individuals with Alzheimer’s disease (AD) dementia, Parkinson’s disease (PD), and Huntington’s disease (HD). We considered English-language articles providing original data on three or more participants, regardless of design.

3. Findings

We identified 25 studies spanning 1991 to 2021 comprised of 14 controlled trials, 5 pilot studies, 5 observational studies, and 1 case series. In most cases, the cannabinoids tested were dronabinol, whole cannabis, and cannabidiol, and the diagnoses included AD (n = 11), PD (n = 11), and HD (n = 3). Primary outcomes were motor symptoms (e.g., dyskinesia), sleep disturbance, cognition, balance, body weight, and the occurrence of treatment-emergent adverse events.

4. Conclusions

A narrative summary of the findings from the limited number of studies in the area highlights an apparent association between cannabidiol-based products and relief from motor symptoms in HD and PD and an apparent association between synthetic cannabinoids and relief from behavioral and psychological symptoms of dementia across AD, PD, and HD. These preliminary conclusions could guide using plant-based versus synthetic cannabinoids as safe, alternative treatments for managing neuropsychiatric symptoms in neurocognitive vulnerable patient populations.

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Introduction

In the general population, the risk of Alzheimer’s disease (AD) is 1% at 60 years of age and doubles every 5 years afterward (Alzheimer Society of Canada 2010). The National Population Health Study of Neurological Conditions estimates that AD accounts for the annual healthcare system and caregiver costs totaling $10.4 billion, with an expected increase of 60% by 2031 (Public Health Agency of Canada 2014). Generally, home care and long-term care are the largest contributors to direct costs; additionally, family caregivers contribute significant costs (19.2 million unpaid hours of care in 2011, a number projected to double by 2031).

Behavioral and psychological symptoms of dementia (BPSD) are considered the most common complications of any type of dementia, e.g., as high as 90% in most types of dementia and more than 95% in AD (Ikeda et al. 2004; Cerejeira et al. 2012). BPSD can exacerbate cognitive decline and physical dysfunction in this patient group (Mintzer et al. 1998), and one of the most common Neuropsychiatric Symptoms (NPS) associated with BPSD in AD is anxiety (Benoit et al. 1999). Other symptoms include agitation, aggression, depression, apathy, delusions, and hallucinations, as well as changes in sleep and appetite (Cerejeira et al. 2012).

Despite the frequency and severity of BPSD, there are no clear pharmacotherapeutic options. The several medications used off-label have modest efficacy and significant associated risks, emphasizing an unmet clinical need for BPSD (Ballard and Waite 2006). Some authors suggest that the most common BPSD in AD is anxiety, present in more than 65% of BPSD cases (Benoit et al. 1999), which has led to the suggestion that anxiety (rather than depression, another risk factor for AD) might be a better predictor of cognitive decline (Bierman et al. 2009). The pharmacologic treatment of BPSD, including anxiety, is often inferred from studies in younger cohorts of individuals with anxiety but lacking a dementia diagnosis (Baldwin et al. 2005). Treatment options for mood and anxiety disorders in the elderly often include antidepressants (e.g., selective serotonin reuptake inhibitors (SSRIs), serotonin-noradrenaline reuptake inhibitors), and benzodiazepines (Linden et al. 2004). Current treatments for BPSD include SSRIs, atypical antipsychotics, second-generation antipsychotics, non-tricyclic antidepressants, and short-acting benzodiazepines (Tampi et al. 2016), but treatment responses to these medications are varied, and the pharmaceutical choice depends more so on the presence and severity of adverse events (AEs) rather than on the effectiveness of a chosen drug. AEs can include an increased risk of hip fractures/falls, accelerated cognitive decline, and death from cerebrovascular events (Reus et al. 2016; Vigen et al. 2011; Tampi et al. 2016). The Institute for Safe Medication Practices (ISMP) maintains a Beers List outlining those drugs to avoid in older adults due to an increased risk for harm (American Geriatrics Society 2015). The list includes benzodiazepines, tricyclic antidepressants, and antipsychotics. Furthermore, haloperidol and risperidone—two of the most widely prescribed antipsychotics for BPSD (De Deyn et al. 1999; Suh et al. 2006)—have been shown to activate apoptotic events in mammalian cell cultures and exacerbate cell death induced by the AD-related β-amyloid peptide (Wei et al. 2006).

Dementia is challenging to treat due to the breadth of associated symptoms and often requires complex polypharmacy with complicated AE profiles. The search for a therapeutic alternative to control BPSD in AD patients has recently turned to isolates from the Cannabis sativa plant, e.g., cannabinoids (Liu et al. 2015), some of which show promise as anxiolytics (Fusar-Poli et al. 2009) and in the management of depression and bipolar disorder (Ashton et al. 2005). The related literature is ambiguous, but there is also a suggestion that cannabinoids might relieve depression secondary to a life-limiting illness, such as HIV, cancer, multiple sclerosis, or hepatitis C (Brunt et al. 2014). However, the lack of evidence-based information on the safety, tolerability, and general effectiveness of cannabinoids has promoted reluctance amongst physicians to authorize cannabis or related extracts to manage BPSD.

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Cannabinoids exert their effects by interacting with the endocannabinoid system (ECS), particularly cannabinoid 1 (CB1R) and cannabinoid 2 (CB2R) receptors. CB1Rs are abundantly located throughout the body with prominent expression in the central nervous system, while CB2Rs are located more peripherally in immune cells and tissues (Lu and Mackie 2020). The ECS is a vital neuromodulatory system associated with several psychiatric, neurodegenerative, and motor disorders such as schizophrenia, anorexia, AD, Parkinson’s disease (PD), and Huntington's disease (HD) (Fernandez-Ruiz et al. 2015; Basavarajappa et al. 2017).

Results from preclinical and clinical studies have suggested that the administration of cannabis is associated with improvements in BPSD (including agitation and sleep disturbances) and weight and pain management in AD patients (Sherman et al. 2018). Although cannabis is associated with an increased risk of euphoria, drowsiness, and psychosis, previous trials with AD patients have shown that AEs are generally well tolerated at the doses administered (Sherman et al. 2018). Therefore, attention is shifting to cannabinoids such as cannabidiol (CBD), which exerts beneficial effects on the brain without eliciting the ‘high’ associated with its better-known and more widely studied counterpart Δ9 -tetrahydrocannabinol (THC). As the population ages, improving quality of life and independence is becoming increasingly essential. Thus, a better understanding of how cannabinoids may benefit the dementia patient is critical, not only to those directly involved but ultimately to our increasingly burdened healthcare system. To this end, we chose to undertake an evidence-based systematic review to examine the efficacy and safety of CBM as a potential treatment option for BPSD. The review centers on AD and included PD and HD as these two neurocognitive disorders also have a significant BPSD component to their clinical presentation (Cloak and Al Khalili 2021; Gelderblom et al. 2017).

Results

1. Study selection

Of the initial 1950 articles identified, 222 remained potentially eligible after removing duplicates and screening the remaining abstracts. Ultimately, 25 studies (Ahmed et al. 2015; Balash et al. 2017; Bruce et al. 2018; Carroll et al. 2004; Chagas et al. 2014a; Chagas et al. 2014b; Consroe et al. 1991; Curtis et al. 2009; Herrmann et al. 2019; Lopez-Sendon Moreno et al. 2016; Lotan et al. 2014; Mahlberg and Walther 2007; Mesnage et al. 2004; Shelef et al. 2016; Shohet et al. 2017; Sieradzan et al. 2001; van den Elsen et al. 2015a; van den Elsen et al. 2015b; van den Elsen et al. 2017; Venderova et al. 2004; Volicer et al. 1997; Walther et al. 2006; Walther et al. 2011; Woodward et al. 2014; Zuardi et al. 2009) met inclusion criteria for the review (Fig. 1).

figure 1

2. Study characteristics

The final review included articles published from 1991 to 2021. The majority (n = 15) were randomized, controlled trials, and there was one retrospective cohort study. The remaining nine studies included open-label pilot studies (n = 5), surveys (n = 3), and a case series (n = 1). We included the latter nine studies in our narrative summary, even though these types of studies do not often inform therapeutic efficacy or effectiveness questions. The most commonly evaluated cannabinoids were dronabinol (n = 10), whole cannabis (n = 5), cannabidiol (n = 4), nabilone (n = 3), Nabiximols (n = 2), and cannabinoid receptor antagonists (SR 141716, SR 48692, SR 142801) (n = 1). The studies included patients with AD/dementia (n = 11), PD (n = 11), and HD (n = 3).

3. Risk of bias within studies

Based on the modified Downs and Black assessment tool (MacLehose et al. 2000), the checklist’s maximum score is 28, with 20–28 being ‘good’, 15–19 being ‘fair’, and 14 and below being viewed as ‘poor’. The quality scores indicated articles were of ‘good’ quality (n = 12), ‘fair’ quality (n = 6), and ‘poor’ quality (n =7). Within the ‘good’ to ‘fair’ quality categories, the majority were crossover RCTs (Ahmed et al. 2015; Carroll et al. 2004; Consroe et al. 1991; Curtis et al. 2009; Herrmann et al. 2019; Lopez-Sendon Moreno et al. 2016; Sieradzan et al. 2001; van den Elsen et al. 2015b; Volicer et al. 1997; Walther et al. 2011; van der Hiel et al. 2017), one parallel RCT (van der Leeuw et al. 2015), a retrospective cohort study (Woodward et al. 2014). Although such studies usually do not inform therapeutic efficacy or effectiveness questions, we identified several ‘good’ to ‘fair’ quality open-label pilot studies (Lotan et al. 2014; Shelef et al. 2016) and a ‘good’ quality case series (Chagas et al. 2014b). Within the ‘poor’ quality category, two were parallel RCTs (Chagas et al. 2014a; Mahlberg and Walther 2007), one was a crossover RCT (Mesnage et al. 2004), and the other four included surveys (Balash et al. 2017; Bruce et al. 2018; Venderova et al. 2004) and an open-label pilot study (Shohet et al. 2017). Articles did not consistently identify a primary outcome in the introduction or methods, most were underpowered, and there were common methodological issues in more than half of the studies, including several which reported probability values, the lack of sample representativeness of the entire population, and lack of intervention compliance reporting, or measurement bias (if the studies were not blinded, this could be a significant factor in any interpretation).

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4. Cannabinoids for Parkinson’s disease and Huntington’s disease

For those with PD or HD, the focus of studies was usually on dyskinesia or chorea improvements. Of these, none reported safety as the primary outcome, and only one of the PD studies reported dementia symptoms, measured using the Brief Psychiatric Rating Scale (BPRS), which was initially developed to assess symptom domains in schizophrenia, but has been used in AD/dementia clinical trials (e.g., (Sultzer et al. 2008)). We realize several versions of the BPRS measure the same rating items but can include more items than others. The version was often not specified in our review, yet as all studies based on assessments using the BPRS are within-person studies, we felt this would not affect our interpretations. Other reported primary outcomes included PD symptoms (n = 2), dyskinesia (n = 2), symptoms of REM sleep behavioral disorder (RBD) (n = 1), delay before turning “on” (n = 1), and Unified PD Rating Scale (UPDRS) dyskinesia (n = 1), motor (n = 2), or total (n = 1) score. CBM improved non-motor symptoms (including reducing falls, depression, and pain, while promoting sleep) in PD subjects (Balash et al. 2017), while CBM worsened UPDRS scores, although these did not reach significance (Carroll et al. 2004). Another study found no difference in mean UPDRS scores between treatment groups (Chagas et al. 2014a). However, two studies indicated an improvement (decrease) in UPDRS score, including motor (rigidity, tremor) and non-motor (sleep, pain) symptoms, with smoked (whole) cannabis use (Lotan et al. 2014; Shohet et al. 2017). There was a reduction in the frequency of RBD-related events (Chagas et al. 2014a) and a lower median M and Q chorea score with CBD use (Consroe et al. 1991). In contrast, there was no difference in UHDRS total motor score with nabilone, which reduced the total dyskinesia score in subjects (Curtis et al. 2009). Finally, a ‘fair’ quality, open-label study indicated four weeks of CBD improved the BPRS score (improved psychotic symptoms, without any effect on motor symptoms) in six PD patients (Zuardi et al. 2009).

5. Cannabinoids for dementia

In general, the studies of individuals with dementia reported BPSD, such as agitation, sleep disturbance, food refusal, and nocturnal motor activity. All dementia studies focused on individuals with AD, though most included individuals with mixed dementia (e.g., vascular or frontotemporal features). Two of these studies reported AEs, and two reported on the Neuropsychiatric Inventory (NPI) as the primary outcome. Other reported primary outcomes included nocturnal activity (n = 1), cognition (based on the Mini-Mental State Examination; MMSE) (n = 1), static balance (n = 1), and body weight (n = 1). A few (13%) studies included patients with HD (n = 3), with only one reporting a primary outcome of absence of serious adverse events (SAEs; n = 1) and the other two reporting primary outcomes of the M and Q chorea severity scale (n = 1) and total motor score using the Unified Huntington’s Disease Rating Scale (UHDRS), a tool to assess the clinical features and course of HD (n = 1). The remaining two studies included patients with dementia and patients with chronic diseases that use medical cannabis. Four weeks of THC decreased the NPI scores in AD patients (e.g., delusions, aggression, apathy, and sleep) (Shelef et al. 2016), while another study found that THC decreased NPI/NPS scores after 14 and 21 days, but scores were no different from placebo after the 21-day mark (van den Elsen et al. 2015a). Another study found no difference between the dronabinol and placebo group on NPI/NPS score (van den Elsen et al. 2015b). Dronabinol increased body weight (improvement in anorexia and behavioral disorders) (Volicer et al. 1997) and reduced nocturnal motor activity from baseline to 14 days (Walther et al. 2006).

6. Safety

Five studies utilized CBD products, with no AEs observed in two (Chagas et al. 2014b; Zuardi et al. 2009), mild AEs in one (Carroll et al. 2004), and AEs not reported in one (Chagas et al. 2014a). The fifth study found abnormal laboratory results in more than 50% of the patients (Consroe et al. 1991). However, these results were limited to 12 of 70 tests ran, and abnormalities were not remarkably outside the normal ranges. Furthermore, these abnormalities did not coincide with subjective reports of cannabis side effects, as there were no differences in inventory when comparing CBD and placebo (Consroe et al. 1991). Based on these results, we could not identify any definitive concerns regarding the safety of CBD-based products for use in dementia. While a large number of mild AEs were reported (98 total), only six were possibly related to dronabinol; two (fatigue, dizziness) at the lower dose of 1.5 mg and four (fatigue, agitation) at the higher dose of 3.0 mg. Further, no significant differences in AEs were reported with dronabinol than placebo in either period of a crossover study (Ahmed et al. 2015). Participants receiving dronabinol reported similar AEs as those receiving a placebo, and episodic memory scores decreased similarly between groups (van den Elsen et al. 2015a; van den Elsen et al. 2015b). Although few withdrawals from AEs were reported, one of the two patients who withdrew in one of the trials did so due to extensive psychotropic rescue medication use (van den Elsen et al. 2015b).

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7. Summary of findings

This systematic review summarized twenty-five articles exploring CBM for the treatment of neurocognitive disorders. We found that CBM formulations containing higher CBD concentrations were associated with improved motor symptoms, such as dyskinesia and chorea, associated with HD and PD. CBM with higher THC concentration also appeared to show an association with reduced severity of BPSD, such as sleep disturbance and agitation. Overall, CBM appeared to be well tolerated, as the occurrence of treatment-emergent AEs was low; however, CBM with higher THC content could worsen baseline cognition. These preliminary conclusions could guide using plant-based versus synthetic cannabinoids as safe, alternative treatments for managing neuropsychiatric symptoms in neurocognitive vulnerable patient populations.

Conclusion

Our systematic review has revealed a paucity of studies in this area. The reports identified herein already suggest an apparent association between CBD-based products and relief from motor symptoms in HD and PD, and an apparent association between synthetic cannabinoids and relief for BPSD (across all three diagnoses). Given the known safety issues with more traditional pharmacotherapeutic management options, this summary of the available evidence can be used to guide the physician on the potential differential benefit of plant-based versus synthetic cannabinoids for treating the problems that neuropsychiatric symptoms produce for patients with neurocognitive vulnerability. Before any clinical recommendation can be made, it will be essential to replicate some randomized clinical trials.

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